New York State, Pre-Licensing Background Checks
Experienced. Unbiased. Independent.
Moneta provides the gold standard of service to you and the state financial services departments, including the NYSDFS.
Complying with NYS DFS regulations can be challenging, but with the help of a reliable background screening company like Moneta, it doesn't have to be.
Our expertise, comprehensive background checks, fast turnaround times, and excellent customer service make us a top choice for individuals and businesses looking to comply with NYS DFS requirements.
Since the 1990s, Moneta has worked on behalf of mortgage lenders and financial institutions to help them comply with complex licensing requirements and obtain background checks. ​ Let Moneta guide you through the background check process. We have extensive knowledge of the requirements for mortgage bankers, mortgage brokers, mortgage loan servicers, mortgage loan originators, and other financial institutions. Moneta exceeds requirements by delivering comprehensive Background Check Packages including: Certification Letter, Background Check Report, Credit Report, three Professional References, New Media Information, Professional License Information, and pertinent supporting documents. ​ Moneta works with the DFS Bank Examiners until your application process is complete.
Trusted By
DFS CLIENTS
Moneta works with foreign nationals and global financial companies.
We guide financial companies seamlessly through the licensing process, becoming their liaison with Bank Examiners.
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Moneta provides the most comprehensive and cost-effective background check packages in the industry.
Moneta maintains the highest standards of professionalism, experience, confidentiality and reliability with its clients and with Examiners
What is the process and other FAQs
How does the NYSDFS Background Check process work?
1. Applicant fills out our short and user-friendly Consent Form​
2. Applicant clicks ‘Submit’, Moneta receives the Form and commences the background check.
3. Moneta uploads all documents, forms, and background check process to your free Online Client Portal.
What is the Scope of the NYSDFS Backcground Check?
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Verification of Subject’s Personal Identification (SSN, DOB etc.)
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Verification of Professional History: All or 10-yr. history
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Verification of Education/Degrees: All undergraduate and above
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Verification of Professional Licenses
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Corporate Affiliations (includes Board Directorships)
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Credit Report Review & Summary
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Criminal Court Records Research: All applicable jurisdictions
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Civil Court Records Research: All applicable jurisdictions
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Driver Record Review
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News Media Research
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Regulatory/Licensure Research
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Sex Offender Records Research
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Professional References
What are your deliverables?
A Moneta Investigator reports its progress on the background check within three business days. Special attention is given to reporting any red flags.
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At the conclusion of the assignment, Moneta provides a Comprehensive Background Check Report Package and delivers it to the specified NYSDFS examiner.
Moneta collaborates with the client and NYSDFS Examiner/Representatives until the assignment is completed. There is no additional charge for this service regardless of how long this process takes.
My company needs to order several NYS DFS background checks at once. How do we do that?
You may call in your request, e-mail it to us, or simply fill out this Order Form.